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  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #303
    Friday, February 14, 2020
    The Practice Management & Training (PMT) Specialist will take a consultative approach to working with and training Financial Advisors (FAs), Branch Office Managers (BOMs), and branch support staff on the implementation, utilization, and best practices of Janney’s desktop and client-facing technology tools. This will include answering questions and facilitating one-one-one training sessions on specific subject matters including various desktop applications such as Thomson Advisor, Contact Ma ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #362
    Friday, February 7, 2020
    Responsibilities Include: HR Operations Support   Distribute I-9 documentation request to new hires via vendor (BIG) portal. Distribute background check and finger printing request to new hires via vendor (BIG) portal. Research background investigation fails and discrepancies and provide status updates to appropriate internal departments. Distribute Onboarding Toolkits to Managers following a New Hire. Coordinate delivery of New H ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #363
    Thursday, February 6, 2020
      The individual selected for this role will be responsible for performing the core Compliance investment banking and research monitoring and equity trading related functions in a timely, professional, and consistent manner. This position is directly accountable for ensuring regulatory compliance on matters related to insider trading, permissible communications, and conflicts of interest.   Responsibilities Include:   Will be responsible for invest ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #361
    Monday, February 3, 2020
    The Control Room Analyst plays a key role in the Firm’s Legal and Compliance Department, and is responsible for the detection and escalation of policy violations, risk anomalies and suspicious activity. This individual works with sensitive data in a small team environment under the direction of the Surveillance Manager and in collaboration with other compliance officers from the various business lines. The Analyst analyzes data, controls processes, and keeps required regulatory records. ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #359
    Monday, February 3, 2020
    The individual selected for this role will be responsible for analyzing data extracted from Firm records and other sources, to assess compliance with regulatory requirements and Firm policies, adherence to suitability standards, and appropriateness of rationale for account activity based on facts and circumstances.    This position requires the ability to grasp complex concepts coupled with a general understanding of the various different risk measurement and analytics, quantita ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #22
    Sunday, February 2, 2020
    Janney is seeking talented individuals eager to learn, grow and contribute to our success. ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #21
    Sunday, February 2, 2020
    Janney’s Branch Offices offer a variety of openings for talented individuals eager to learn, grow and contribute to our success. These individuals are knowledgeable of and comply with all rules and regulations of the Firm as well as the various regulatory agencies. Series 7, 63, 65, or 66 required and insurance license are required for most opportunities. ... More
  • Janney Montgomery Scott LLC, 1255 23rd Street N.W., Washington, DC, USA
    Req #351
    Wednesday, January 22, 2020
    This individual will provide administrative, client, and marketing support to one or more Financial Advisors (FAs) to enhance and grow their business.  Roles and responsibilities may vary dependent upon the FA or team structure.  Demonstrates competence in all major areas of responsibility and operates with guidance from a Branch Office Manager or Branch Operations Manager.     Major Responsibilities: Assist FAs in the ongoing development and maintenance of effective client relation ... More
  • Janney Montgomery Scott LLC, 1021 E. Cary Street, Richmond, VA, USA
    Req #346
    Wednesday, January 22, 2020
    This individual will provide administrative, client, and marketing support to one or more Financial Advisors (FAs) to enhance and grow their business.  Roles and responsibilities may vary dependent upon the FA or team structure.  Demonstrates competence in all major areas of responsibility and operates with guidance from a Branch Office Manager or Branch Operations Manager.     Major Responsibilities: Assist FAs in the ongoing development and maintenance of effective client relation ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #344
    Wednesday, January 22, 2020
    Janney is seeking an experienced, highly professional and detail-oriented Administrative Assistant to support the Director of Practice Management Group (PMG). This individual will be responsible for administrative duties, special projects, and project coordination for the department. This position requires strong project management skills as this person will be responsible for managing project inventory and workflow across the team, ensuring projects run smoothly and efficiently.   ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #357
    Thursday, January 16, 2020
    The Legal Department is seeking a Paralegal to work in the Litigation & Regulatory Affairs group. The Paralegal will assist the Associate General Counsel and Litigation Support Manager with creating and maintaining litigation, investigation and internal matter files. The Paralegal will also draft correspondence, maintain databases and assist with department projects. The ideal candidate will also have the interpersonal skills to regularly interact with attorneys, financial advisors and vari ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #355
    Thursday, January 16, 2020
    POSITION SUMMARY The individual selected for this role is responsible for supporting the firm’s client reporting efforts through quarterly and ad-hoc performance report delivery.       Responsibilities Include:   Reconcile accounting system positions Evaluate daily and monthly performance numbers to ensure accuracy Respond to service inquiries from Janney Financial Advisors and firm  management Input ou ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #356
    Wednesday, January 15, 2020
    POSITION SUMMARY The Mutual Fund Associate will handle all functions associated with accounts holding Mutual Fund positions. All processing must be done in accordance with regulatory requirements.  Associate will also be expected to handle a high volume of phone and email inquiries.      Responsibilities Include:   Process requests to network mutual fund positions with the firm Monitor trades and interact with the FA’s, PCA’s, Mutual Fu ... More
  • Janney Montgomery Scott LLC, 1650 Crooked Oak Drive, Lancaster, PA, USA
    Req #343
    Thursday, January 9, 2020
    This individual will provide administrative, client, and marketing support to one or more Financial Advisors (FAs) to enhance and grow their business.  Roles and responsibilities may vary dependent upon the FA or team structure.  Demonstrates competence in all major areas of responsibility and operates with guidance from a Branch Office Manager or Branch Operations Manager.     Major Responsibilities: Assist FAs in the ongoing development and maintenance of effective ... More
  • Janney Montgomery Scott LLC, 37 W. 2nd Street, Chillicothe, OH, USA
    Req #334
    Tuesday, January 7, 2020
    This individual will provide general administrative support, client interaction and marketing support to an existing financial advisor team to service and grow their business on a part-time basis up to 20 hours per week with some flexibility in work schedule. Responsibilities may vary dependent upon experience. Demonstrates competence in all major areas of responsibility and operates with guidance from a Branch Office Manager and current team members.        Major Responsibilities: ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #337
    Thursday, January 2, 2020
    The Compliance Analyst will support the Investment Advisory CCO in creating and conducting regulatory compliance tests/surveillance to ensure compliance with various investment adviser regulatory requirements.  Additional compliance support, such as reviewing and analyzing applicable law, regulation, regulatory developments and industry best practices relevant to the firm’s business activities and assisting in the development of compliance policies, procedures and processes, will be require ... More
  • Janney Montgomery Scott LLC, 3630 Peachtree Road NE, Atlanta, GA, USA
    Req #293
    Thursday, December 12, 2019
    The Equity Research Associate will conduct fundamental analysis on a select group of companies in the biotechnology and specialty pharmaceutical sector.  This individual will develop and publish written investment recommendations for these companies based on comprehensive industry and company research through various sources of information, including review of public documents, annual reports, scientific journals, networking with industry contacts as well as interviews with senior managemen ... More
  • Janney Montgomery Scott LLC, 3630 Peachtree Road NE, Atlanta, GA, USA
    Req #312
    Wednesday, December 11, 2019
    The Business Development Officer (BDO) is responsible for promoting advice beyond investments to drive organic growth in Janney’s Southern Region. The BDO will work directly with Financial Advisors (FAs), Branch Office Managers (BOMs), and Regional Managers to demonstrate the value of advice beyond investments and help advisors incorporate a planning based approach that allows them to drive revenue and better serve their clients while positioning their practice for future growth. As an integral ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #304
    Friday, November 22, 2019
    The Business Development Officer (BDO) is responsible for promoting advice beyond investments to drive organic growth in Janney’s Mid-Atlantic Region. The BDO will work directly with Financial Advisors (FAs), Branch Office Managers (BOMs), and Regional Managers to demonstrate the value of advice beyond investments and help advisors incorporate a planning based approach that allows them to drive revenue and better serve their clients while positioning their practice for future growth. As an integ ... More
  • Janney Montgomery Scott LLC, 1166 Avenue of the Americas, New York, NY, USA
    Req #275
    Monday, October 28, 2019
    The Equity Research Associate will conduct fundamental analysis on a select group of companies in the biotechnology and specialty pharmaceutical sector.  This individual will develop and publish written investment recommendations for these companies based on comprehensive industry and company research through various sources of information, including review of public documents, annual reports, scientific journals, networking with industry contacts as well as interviews with senior managemen ... More
  • Janney Montgomery Scott LLC, 1422 Euclid Ave., Cleveland, OH, USA
    Req #282
    Friday, October 25, 2019
    This individual will provide general administrative support, client interaction and marketing support to an existing financial advisor team to service and grow their business on a part-time basis around 20 hours per week with some flexibility in work schedule. Responsibilities may vary dependent upon experience. Demonstrates competence in all major areas of responsibility and operates with guidance from a Branch Office Manager and current team members.        Major Responsibilities: ... More
  • Janney Montgomery Scott LLC, 40 Morris Avenue, Bryn Mawr, PA, USA
    Req #277
    Monday, October 21, 2019
    This individual will provide general administrative support, client interaction and marketing support to an existing financial advisor team to service and grow their business on a part-time basis up to 20 hours per week with some flexibility in work schedule. Responsibilities may vary dependent upon experience. Demonstrates competence in all major areas of responsibility and operates with guidance from a Branch Office Manager and current team members.        Major Responsibili ... More
  • Janney Montgomery Scott LLC, 60 State Street, Boston, MA, USA
    Req #251
    Tuesday, October 1, 2019
    This individual will provide administrative, client, and marketing support to one or more Financial Advisors (FAs) to enhance and grow their business.  Roles and responsibilities may vary dependent upon the FA or team structure.  Demonstrates extreme competence in all major areas of responsibility and operates with a relatively high level of independence.  This individual will possess a Series 7, 63 and 65, or 66.    Major Responsibilities: Work independently with all home office departments to ... More
  • Janney Montgomery Scott LLC, 1717 Arch Street, Philadelphia, PA, USA
    Req #29
    Friday, August 16, 2019
    Reporting to the Chief Compliance Officer (CCO), this critical role will be responsible for overseeing the firm’s surveillance programs as well as coordination of the Firm's regulatory exam program.  This role will involve managing a team of compliance professionals responsible for creating, implementing, and maintaining the company’s strategy on transaction surveillance and AML compliance.  This role will have significant exposure to senior business leaders across the organization, and work ... More